An excessive trading case against two brokers at Laidlaw & Company is the latest sign that regulators are getting serious about a nearly 3-year-old rule requiring advisors to put clients' interests ...
The SEC settled charges with two Laidlaw & Co. reps that they violated Regulation Best Interest by recommending frequent trades that boosted their commission at the expense of clients. The commission ...
This analysis is by Bloomberg Intelligence ESG Analyst Shaheen Contractor and ETF Analyst Athanasios Psarofagis. It appeared first on the Bloomberg Terminal. As the ESG asset class grows and ...
On 4 November 2024 Nasdaq Copenhagen A/S suspended trading in shares issued by BI Boligejendomme A/S. The suspension was a consequence of the approval at the extraordinary general meeting of the ...
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